Biology and Cultural Importance of the Narwhal

Volume 12 of the Annual Review of Animal Biosciences by Martin T. Nweeia, DMD, DDS

Abstract

Though narwhal have survived multiple ice ages, including 2.5 Ma and the last

interglacial period with warming temperatures, Arctic climate change during the Anthropocene

introduces new challenges. Despite evolutionary connection to Arctic Pleistocene fossils,

narwhal archeocete ancestors from the Pliocene, Bohaskia montondontoides, Miocene,

Denbola and Odobenocetopsidae, inhabited warm waters. Arctic adaptation for narwhal holds

valuable insights of unique traits including thin skin, extreme diving capacity, and a unique

straight, spiraled, and sensory tooth organ system. Inaccessible weather, ice conditions and

darkness limit scientific studies, though Inuit knowledge adds valuable observations of narwhal

ecology, biology and behavior. Existing and future studies in myriad fields of physical,

chemical, biological, and genetic science, combined and integrated with remote sensing and

imaging technologies, will help uncover ongoing questions of narwhal evolution, biology and

adaptation. When integrated with Inuit Qaujimajimajatuqangit, “the Inuit way of knowing,” these

studies will help describe interesting biologic expressions of narwhal.

Cultural Importance of the Narwhal

Multiple epistemologies are useful and complementary in the investigation of narwhal

and, more broadly, in the Arctic environment. Perceptions and descriptions of narwhal and

Arctic biology benefit from the integration of Inuit-derived epistemology. Among these

approaches to knowledge are Qaujimajatuqangit, “the Inuit way of knowing” (IQ), and Isuma,

“wisdom, to think or thinking.” IQ is an oral tradition passed on through generations by keen

observations of Inuit and are contextual, integrating multiple environmental variables, as Inuit

are inextricably linked to their land with knowledge created from decisions that are time-

dependent for survival. Mythology and dream interpretation may also be included with IQ.

Since respect for the environment and gratitude for its offerings are at the core of IQ,

knowledge is implemented with reverence for all animals, including the narwhal. Technologies

used in narwhal hunting, such as the “qamutik” Inuit sled and “qajait, or qayaq,” kayak, are

designed to have minimal impact to transportation in a harsh environment. In the case of kayak

construction, the technology is specifically built for each person with considerations of size,

weight, and arm reach, and includes design elements tailored to the waters being used. The

person and their relationship with the environment defines the technology (1). Technology

does not attempt to control environment, but is respectful of it (2).

Forced relocation, colonization and language oppression, defined as “enforcement of

language loss by physical, mental, social and spiritual coercion,” interrupted the passage of

knowledge for one generation. Revitalization of Qaujimajatuqangit continues, with post-colonial

changes that are associated with a resurgence of Inuit culture and language. IQ is valuable,

and should be harnessed more for scientific advancement. Successful scientific collaboration

depends on an appreciation of IQ, respect for Inuit values, and recognition of past colonial

efforts to abolish Inuit culture, language and wisdom. Though previous researchers have cited

specific contributions on narwhal from IQ, more recent studies of narwhal anatomy, physiology,

migration and behavior have broadened the applications of how this knowledge can be utilized

and valued even more in the future. Formal recognition is necessary through collaborative

efforts or Isumaqatigingniq to continue Inuit-scientist collaborations, in all forms of outreach

including scientific conferences and publications.Scientific Approaches to IQ Integration

Scientists have taken a variety of approaches to IQ inclusion ranging from none, to a

communication citation, to full inclusion of perspective, contribution and co-authorship. Though

researchers are open to the value of IQ, few take the initiative to fully appreciate and

understand its potential importance. As a result, the integration of IQ is more often directed at

a specific research question, and acknowledged with a sentence or as a manuscript citation

rather than approaching the Inuit-derived epistemology with more open questions and full

integration of unexpected or unanticipated observations with the recognition of an Inuit

contributor as an author, equal or expert. Suggested guidelines are helpful before, during and

after incorporating IQ (3).

Since Inuit post-colonial perceptions of scientists are understandably founded in

mistrust, researchers may not be seen sensitive to the same level of respect, reverence and

gratitude for the Arctic environment. Valued awareness of IQ, and recognition and

acknowledgement of Inuit insights and observations, will help scientific investigators reinforce

to their Inuit partners the importance of collaboration. Opportunities for discoveries of Arctic

science and, specifically, narwhal biology are greatly expanded through the collaborative

efforts of science and IQ (4, 5, 6).

IQ Adds to Cultural and Scientific Studies

IQ has benefited narwhal studies in multiple areas including migration, aggregation, dive

patterns, acoustics, integrative and organismal biology, evolution, ecology, conservation and

tusk function. Historically, publications from the 1700s to 1800s were primarily focused on the

narwhal as a curiosity due to its extraordinary and valuable tusk, which was worth more than

500 times its weight in gold. Tusks were also used as an antidote for potential poisoning of

kings and rulers, and its fascination for the art world was celebrated in works such as Flemish

tapestries, including The Lady and the Unicorn at the Cluny Museum in Paris and The Hunt of

the Unicorn at the Cloisters Museum in New York, which remain some of the most valuable art

pieces in the world. Though Inuit contributions are rarely mentioned in the literature, early

Norse experiences with the narwhal are surmised to be offered by Inuit hunters. Mentions of

the narwhal in 20th and 21st century literature switch attention to establishing whale harvest

quotas to maintain sustainable populations. There is a wide array of publications focused on

survey counts to establish population size. Studies of migration and aggregation, particularly

through electronic tagging, help support overall narwhal population estimates. More recently,

the biological literature has included genetic studies addressing biologic questions of diversity,

evolution, climate science, COVID transmission, and tusk sensory function.

Narwhal Migration and Population, Science and IQ Perspectives

A wide range for the global narwhal population has been cited in the scientific literature.

The current estimate of 175,230 is compiled from a Canadian Baffin Bay population total of

141,909 (7), 14,485 from the Northern Hudson Bay (8), and populations from Greenland

(including Eastern Greenland) of 6,444 and from Western Greenland of 14,392 (9). Yet in

2010, the total number of narwhal was estimated to be 80,000, with a variation between

58,000 and 86,000 (10). Population modeling currently projects declining future narwhal

populations (11) due to environmental changes associated with climate change indicators such

as sea ice decline and the associated increase of killer whale populations (12), and reduced

prey availability (13).

Inconsistencies in survey counts have been noted in the literature; the Admiralty Inlet

population in Canada was estimated in 2010at 18,000 (14), though documented at 35,000 justtwo years later (7). Population estimates have actually increased over time (15, 16, 17, 18).

Decreasing narwhal population numbers were also reported in Western Greenland (19, 20), as

well as studies showing signs of a species at risk (21). Results of the study affected Inughuit

and Greenlandic hunting quotas, since overhunting was attributed as a potential cause.

Uummannaq narwhal hunter Pavia Nielsen addressed the 2006 Inuit Circumpolar Conference

in Barrow, Alaska (Utqiagvik) to present Inughuit hunters’ observations about increasing

narwhal populations which contradicted scientific results. A study several years later (22)

concluded that low population numbers were attributable to survey methodology. Despite

results from the Marine Mammal Commission report in 2005 showing declining numbers of

narwhal translated to reduced hunting quotas for subsistence hunters, in 2012 the North

Atlantic Marine Commission Scientific Committee and the Joint Commission on the

Conservation and Management of Narwhal and Beluga confirmed that narwhal populations in

Western Greenland were sustainable.

Harvested narwhal reported from agencies in Canada and Greenland in 2015

concluded that 766 were harvested from Canadian Inuit communities (23), and 408 from

communities reporting in Greenland (24). In Canada, a moratorium on narwhal hunting and a

fishing limit set in 2015 by Fisheries and Oceans Canada and the Canadian Government was

the result of disputed population estimates used in setting narwhal harvest quotas. The

findings were challenged with threats of a lawsuit from Nunavut Tunngavik Inc. and the

Nunavut Wildlife Management Board representing Inuit hunters in the High Canadian Arctic.

Mixed results from scientific surveys were also questioned as a means to set harvest quotas.

Current difficulties with population estimates include: 1. weather conditions prohibiting

continuous surveys; 2. having a fixed point of reference, usually with one plane, when whales

may be appearing at multiple locations at the same time; 3. ice blocking or covered in the

inlets; 4. killer whales scattering narwhal groupings; 5. population mixing or philopatry

(narwhals returning to the same area); and, 6. added calculations that cannot be accurately

estimated from an aerial surface view, since narwhals swim in layers. There is thus a great

potential benefit to integrating more IQ in the survey process that includes population,

migration and aggregation studies. Future research will benefit from the active participation of

Inuit hunters, who can supply an additional source of population information that can influence

the accuracy of scientific population estimates. Inuit hunters have the advantage of being

spread out over the water and land in vast numbers, engaged in radio communication to

monitor narwhal sightings. More active participation will enable instances of multiple

populations appearing at the same time to be accurately counted, an issue that was presented

at the Inuit Circumpolar Conference in 2005. The circumpolar Inuit are a vast wealth of IQ that

can, and should, be more integrated into the scientific process (Figure 1). In many cases of

environmental and animal management, the Inuit offer additional observations that can

augment, assist and direct scientific studies.

IQ/Science Collaborative Benefits

Knowledge of narwhal biology has greatly benefited from collaboration with Inuit from

the High Arctic of Eastern Canada and Western Greenland (4, 25), including studies showing

the significance of IQ in understanding Arctic climate and environmental change (26, 27, 28,

29) Arctic wildlife management (30, 31, 32; 33, 34, 35, 36, 37), and Arctic marine mammals (6,

38, 39, 40). More specifically, authors have used IQ to describe the narwhal and its behavior

(5, 41, 42, 43, 44, 45, 46, 47, 48, 49), including hunters’ observations of seasonal

aggregations, migration and population, and anatomic variations of narwhal in the Canadian

Arctic and off Northwest Greenland (4, 5, 50, 51).Examples showing the benefit of IQ/science collaborations include recognition studies

of individual narwhal in a population through scientific observations of skin markings (52) since

scientific observations have limited use in identifying narwhals returning to a specific

geographical region. Inuit recognize individual narwhals, and can identify geographical regions

of individual narwhal by body, tusk morphology, and behavior. IQ is useful in better

understanding population admixture. For example, during a large “sassat” “sikujjivik”,

“sikujjaujut” (an ice entrapment caused by the formation of fast ice) in Pond Inlet in 2008, when

more than 1,000 narwhals were trapped, perished or harvested, Inuit recognized many of the

whales from a group in Clyde River, 410 kilometers south, and recognized by scientists (53).

As seismic testing had occurred close to the time of this event, speculation from Inuit was that

these whales were disoriented and traveled to Pond Inlet. Other factors contribute to changes

in migration and distribution, including climate change and global warming, with more open

water over a longer period; killer whale predation becoming more prevalent, and noise

pollution from commercial development and shipping, including mining and tourism (54). With

increased killer whale populations in ice-free regions over a longer time span, there is an

increased consumption loss (12) as narwhal lose their evolutionary advantage of a dorsal

ridge, allowing them to more easily escape below the ice or move to an area separated by a

large area of ice as compared to the large dorsal fin of orca preventing them from such areas.

Comparative dive times of narwhal recorded at 20 minutes, versus only 11 minutes for killer

whales, is another factor in narwhal survival. Future studies of migration and distribution of

narwhal populations can and will be advanced by integrating facial recognition software with

IQ, to better monitor changing migration patterns affected by climate, and other environmental

factors (55). Inuit hunters are sensitive to these changes, and can identify narwhal migratory

patterns and groups to other communities. In the case of climate change, some communities

which have long been associated with narwhal hunting have seen their populations decrease

or disappear, while other communities observe new or increasing narwhal populations (56).

Conservation and Anthropogenic Impact on Arctic Ecosystems

Additional environmental factors include the rapid detection and accumulation of

plastics in the Arctic ecosystem. Approximately 360 million tons of plastics are produced

globally each year (57), with 19 to 23 metric tons mismanaged and 90% transferred from land

sources to water (58). The Arctic Ocean is the last stop of the North Atlantic Themohaline

circulation, and is also influenced by the North Pacific carrying plastics that originate from

Southern latitudes to the Arctic, eventually infiltrating Arctic food webs of aquatic and terrestrial

systems (59). Microplastics, broadly defined as <5mm, are ubiquitous, and their small size

makes their source-to-sea impact dramatic in Arctic ecosystems, as they are easily

incorporated into multiple trophic levels of the food web. Added risk comes from the fact that

they can also easily bind heavy metals and POPs, persistent organic pollutants. Studies that

monitor and describe the impact of anthropogenic contaminants on narwhal through global

transport of ocean currents, increased maritime activity in the Arctic, and mismanaged waste,

will continue to provide valuable insights to government oversight agencies, and conservation

scientists about impact, adaptation and survival in this rapidly changing geographic region (60,

61).

Arctic fauna particularly are facing one of the most pressing conservation issues:

increasing and sustained ocean noise pollution generated from human activity (anthrophony),

which has come to the attention of the International Maritime Organization, shipping industry,

Inuit organizations, scientists and conservations experts. Noise propagation sources include

ocean commercial and tourism-based vessel engine cavitation, seismic testing and increasedArctic Ocean vessel traffic, as ice-free passages open pathways for both commercial and

tourism-related development. Statistical measurements of Arctic Ocean vessels can be

misleading, as the addition of 25% more vessels over a time period from 2013 to 2019, is more

accurately described by the distance traveled. For example, bulk vessels defined by the

Protection for the Arctic Marine Environment’s (PAME) Arctic Ship Traffic Data (ASTD),

established in 2019, showed an increase of 160% in the distance traveled, and an overall 75%

increase in all vessels. (62).

Discoveries of rich mineral deposits, gas and oil reserves have focused more attention

on harnessing Arctic resources, and thus has led to more commercial development off-shore

and additional transport shipping noise. Greenland is one example of rapid growth and

environmental concern from both commercial and tourism-based interests. Greenland has an

ecosystem with rich geo- and biodiversity. Its terrestrial and ocean environment (63) is home to

9,500 species (64), including narwhal, walrus, musk ox, caribou, Arctic hare and polar bear,

and 253 bird species (65, 66, 67). With developing economic, social and political interests, the

country faces critical choices that impact the approach to maintaining this rich biodiversity.

Though the International Ecotourism Society defines ecotourism as “responsible travel

to natural areas that conserves the environment, sustains the well-being of local people, and

involves interpretation and education,” Greenland’s rich deposits of minerals and rapidly

developing tourism market have attracted economic investors overlooking these priorities, and

once again reminding the Inuit of past colonial interests and values. Greenland has ceased to

be a formal Danish colony since 1953, though autonomy still has its memories of past Danish

colonization, including Inuit children being taken away from their homes and placed in an

orphanage in Nuuk in order to integrate into Danish society. Most were never reunited with

their families (68). Hunting grounds were taken away, and even the Thule American airbase

was built after an existing Inuit community was given just a few days to move (69). Interests in

harvesting rich natural resources highlight ongoing economic incentives and alternative

motives from cultural imperialism (70). If ecotourism is to be seen as a potential economic

opportunity, Greenlanders want to see these developments balanced with sensitivity and

respect for Inuit, Inughuit and Greenlandic values. Otherwise, future collaborations between

scientists and Inuit will be clouded by a lack of respect and the very premise set to “conserve

the environment” and sustain values of the Inuit.

Using the United Nations Sustainable Development Goals (SDGs) as a politically

established international guide, Goal 12 states “Responsible consumption and production,”

which questions methods that have been proposed and used for the exploration of natural

resources in the Arctic using seismic testing for example, since clearly the noise produced

impacts biodiversity, one of the necessary factors for Goal 14, to “Conserve and sustainably

use the oceans, seas and marine resources for sustainable development.” What needs to be

done? Follow both scientific and IQ agreed recommendations to protect the Arctic Ocean

environment, so that species like narwhal can better survive, adapt and thrive in their

environment. Adding an additional sub-target goal of reduced noise pollution would clarify the

importance of this environmental concern among those already addressed.

Narwhal are recognized as one of the most extraordinary marine mammals on the

planet, revered by the Inuit and the subject of fascination throughout history in art and science.

Since the writings of Albertus Magnus in the 1500’s, the whale, and particularly its unusual and

unique tusk, has captivated both aristocracy as a symbol of imperial recognition integrated in

sceptres and thrones, and science as an evolutionary challenge to understand the functional

significance for nature’s only straight, spiraled and asymmetric tusk, defying many of the

principles of expression and morphology of teeth. Studies of the narwhal tooth sensory organsystem (4, 71) are thus a useful model for the continued research needed in other sensory

organ systems. These include, but are not limited to, taste, smell, sight, sound and touch.

Combined with this approach are needed studies of narwhal physiology and anatomic

systems, including the skeletal, muscular, nervous, renal and urinary, respiratory, endocrine,

digestive, circulatory and cardiovascular, reproductive, and immune and lymphatic systems.

Narwhal anatomy and physiology explore extremes and outliers of evolutionary adaptation,

and future studies will contribute valuable insights into cetacean, as well as human and

mammalian, evolution. For example, understanding the digestive system may provide links to

why whales are carnivores when their evolutionary artiodactyl predecessors were herbivores,

including even-toed ungulates, ruminants, and other species. Why do narwhal possess the

most directed high frequency beam for echolocation? Why do narwhal have a unique fluke

design different from other whales?

Cetacean Evolutionary Background

As background, the remarkable evolutionary transformation of Cetaceans is notable

among all mammals, having originated from artiodactyl origins of even-toed ungulates over 55

million years ago during the Eocene era (72), and morphological adaptations that have

provided a successful transition from land to ocean (73). The fossil record is equally

astonishing in documenting the changes from the Eocene (56–34 Ma) that include

reorientation of the spine, reduction of hind limbs, movement of the nostrils posteriorly,

development and functional use for underwater hearing, and diverse pathways for feeding and

expression of tooth organ systems (74, 75, 76). Cetaceans classified in the Order

Cetartiodactyla include other groups without true hooves and without true ruminants, e.g.,

camel pig and hippopotamus. Studies of molecular genetics show that the hippopotamus and

whales share this common ancestor (77) even with disparate diet, habitat, physiology and

behavior. Divergent parvorders of Odontoceti (toothed whales) and Mysticeti (baleen whales)

have been established from the fossil record, and supported by molecular genetic study.

Toothed mysticeti had pre-baleen structures in the Oligocene Epoch, 24-34 million years ago,

and toothless mysticeti were prevalent dating back 30 million years ago to the recent past. The

evolutionary pathway for modern mysteceti began with toothed archeocetes, and then to

toothed plus baleen whales to extant baleen whales. This is also partially supported by

molecular genetic findings of inactive genes for ameloblastin and enamelin in extant

mystecetes. The evolutionary pathway for narwhal is more direct from ancestral toothed

whales. Yet, when examining tooth evolution for odontocetes, narwhal have adapted an

uncharacteristic tooth form (Supplementary Figure 1). Lineages leading to modern cetacean

families were present by the Middle Miocene. Balaenopteroidea, Ziphiidae, Monodontidae +

Phocoenidae, and Delphinidae began to diversify in the Early-to-Middle Miocene, Delphinoidea

(Monodontidae + Phocoenidae + Delphinidae) is well-supported with Monodontidae more

closely related to Phocoenidae, as noted in previous analyses (78, 79, 80, 81, 82, 83, 84, 85,

86) (Supplementary Figure 2). Crown delphinoids originated in the Early Miocene ( =19.78

Ma; 95% CI: 18.81-20.76). Fossil lineages grouped in the “Kentriodontidae” have been tied to

the early diversification of Delphinida and Delphinoidea, but revision of this group is in process

(87, 88, 89). Both Crown Phocoenidae and Crown Monodontidae originated in the Late

Miocene. Additional investigation may link such diverse artiodactyl links of evolution as the

discovery of Arctic camels (90, 91).

Systems Approach to Cetacean and Narwhal Physiology

Whales have some of the most interesting biological adaptations of anatomy, physiologyand functional use. The systems approach to whale anatomy is thus useful in addressing

future studies of physiology and sensory function. The digestive system of the narwhal, as in

other cetaceans, is multi-chambered, similar to other herbivorious mammals including ruminant

herbivores, despite the evolutionary dietary adaptation to being carnivores. Preliminary

examination of their digestive system from the three distinctly different populations concludes a

differing foraging pattern (92). East Greenland subspecies prey primarily on capelin from the

pelagic ocean zone, whales from northern Hudson Bay on shrimp and halibut from the benthic,

and narwhals from Baffin Bay on both benthic and pelagic prey. The reproductive system is

comprised of internalized organs including breasts, teats, and penis. Whales and narwhals do

not have an internal bone in the penis to keep it rigid, a trait shared with sea cows and

humans. Whales have elastic tissue and do not need blood flow to keep rigid. Of skeletal

interest is the fact that whales still have a remaining pelvis despite no hind limbs, with functions

to stabilize the penis, control the birthing canal and assist in locomotion. Reproduction is tail-

first, equivalent to breach birth, so that the entire whale can emerge before taking a breath.

Future studies may provide insight into the genetic shift to create this reverse. Whales do not

have lips but rather wrap their tongue around a tube that dispenses the milk. The

muscleoskeletal system includes adaptation of the artiodactyl limbs, such as variable flipper

forms with narwhal being more paddle-shaped as opposed to square shaped in right and

bowhead whales; falcate in porpoises, dolphins and rorqual mysticetes; triangular in some river

dolphins; elongated on finned pilot whales, and very long on humpback whales. Cetacean

flippers can move in multiple planes and have the same humerus, radius and ulna, carpals and

phalanges morphology as humans, with an added hyperphalangy for flipper extension

(Supplementary Figure 3). Their hind limbs undergo a gradual reduction as seen in the

archeocete Basilosaurus, with rudimentary hind limb remnants, compared with narwhal having

no evidence of hind limbs and a remnant pelvis. Cetacean spinal movements are complex and

flexible including circular movements around an axis “yaw” horizontal plane, pitch vertical

plane-like yaw but rotated 90 degrees, and “roll” over the long axis of body, tipping sideways

transverse plane. Narwhal have a fluke design that is consistent among most whales, though

they have one acute departure, a concave leading edge without sweepback. Males have high

efficiency at high speeds and females have increased lift and thrust at low speeds. The lack of

sweepback in males and increased efficiency may be associated with the drag of the tusk, and

female fluke design is more efficient during deeper dives, which are more common for them

(93) Narwhal skeletal anatomy is best described through a series of anatomical plates (Figure

2) showing developmental and morphological adaptation with tusk expression and sexual

dimorphism (94). The circulatory and cardiovascular system is marked by veins that surround

arteries at periphery for warming, and likewise cooling veins close to arteries to release cool

temps for sperm mobility. Both veins and arteries can dilate or constrict for another layer of

thermoregulation. Added thermoregulation is compensated for with thin blubber, a non-

compressible insulator for whales, in the areas of tail flukes, flippers and genital area, to

regulate heat which can interfere with reproduction and sperm mobility. The respiratory system

of odontocetes is identified with one blowhole in odontocetes and two in mysticetes. Blowholes

in archeocetes are located more anteriorly, while those in more modern cetaceans migrate

back dorsally. The shape of blowholes is unique to each whale, and thus species identification

can be made from a blow hole breadth.

Evolutionary Adaptation of Sensory Organs

Sensory organs in the narwhal help elucidate evolutionary adaptation by exploring the

extremes and constraints of functional use. Limited vision, and greatly expanded auditoryfunction are examples of these extremes associated with cetacean sensory organs. The sense

of sound is recognized as one of the most important sensory functions for narwhal. Mysticetes

emit low frequency sounds from the larynx and are generated from air rushing past the vocal

folds causing vibrations, and are associated with communication. Only odontocetes use sound

for navigation and prey tracking. Tusked narwhals especially need echolocation to navigate

thin leads in the ice. Sound vocalizations are produced and emitted from phonic lips and

filtered through fat bodies in the melon. Returning sounds are received by fat in the lower jaw.

Sound reception from bone conduction is not likely, as the narwhal ears are separated from the

skull. Narwhals have the most directional echolocation beam used for orientation and foraging

for any cetacean (95). During a routine hydrophone recording in 2007 at Qakkiat Point in Arctic

Bay Nunavut, an investigator positioned in the water approximately 6 feet away from the tip of

a male narwhal being tagged for research, experienced a momentary numbness in the right

leg. Hydrophone recordings documented the directed beam and its characteristics (Figure 3).

Hair is another mammalian trait that may be useful as a sensory stimulus between a calf’s lips

and a mother’s genital area to extrude her teats for milking. Hair appearing near the narwhal

eye may also be involved with sensory signal transmission about currents during resting

periods. The most complete sensory organ system studied in the narwhal is the erupted tusk

and tooth organ system (71). (Figure 4). Tusk function has been shown to be primarily sensory

and modeled after Brännström’s hydrodynamic theory of tooth sensitivity Evidence includes: 1.

the presence of sensory genes Dlx2, FAM134B, NGFR and TFAP2A being highly expressed in

narwhal pulpal tissue when compared to surrounding tissues; 2. neuronal markers CGRP and

Substance P in pulpal tissue with important roles associated with physiology and pathology

(96); 3. patent dentinal tubules and channels within cementum tusk covering formed by

Sharpey’s fibers, allowing direct communication between the tooth sensory system and

external ocean environment; and, 4. “in vivo” neurophysiological tusk perception to differences

in high salt- and fresh-water solutions. By examining anatomy, histology, physiology, diet (97),

genetics, and in vivo experiments for sensory confirmation, the research has generated the

most complete understanding of narwhal sensory function documented. Primary sensory

function is likely linked to use in sexual selection and reproductive fitness, and most likely

“mate choice” or intersexual selection (71, 98). Secondary considerations include establishing

male hierarchy (71, 99, 100, 101, 102). Other theories include “male-male rivalry” or

intersexual selection (101). New studies of position-resolved structural and mechanical

properties of narwhal dental tissues by Fourier-transform infrared reflectance

microspectroscopy with 100x100 µm to 200x200 µm spatial resolution illustrate unusual

properties of tusk strength and flexibility. Young’s Modulus and microhardness were measured

using nano indentation with 200 x 100µm spacial resolution. Mineral to collagen ratios showed

decreasing values from tip to base and from the inner pulpal wall to external surface (103).

(Figure 5) (Supplemental Text). Results from this study help formulate an estimate of narwhal

tusk flexibility in a 2.5 meter length to have the ability to bend in all directions by 12 degrees.

Additional studies will advance our understanding of unique narwhal evolutionary adaptation

and functional tissue characteristics that may have biomimicry applications in modern

medicine.

Narwhals and whales in general are some of the most intelligent animals on the planet

as measured by brain size to body size. Their brains contain more grey matter and less white

matter which may relate to added information processing, and future studies will help examine

narwhal intelligence and processing.

Paleontological studies of biologic structures can guide phylogenetic analyses. For

example, investigation of fetal membrane and uterine structures determined the artiodactylorigins of narwhal as early as 1937 (104). Synapomorphy described as shared traits from a

common ancestor represent another method of understanding phylogeny. Evolutionary

adaptation of mammals from different environments is illustrated by the comparison of the

paraxonic foot of cetaceans, hippopotamus and humans, all sharing the same axis between

the third and fourth digits (105). Homologous structures also suggest synapomorphy. In the

case of narwhal tusk microstructure, the unique patent dentinal tubules from the ocean

environment to the dental pulp is present in the tusks of Odobenoceptops (Figure 6). By

integrating biologic studies of organ systems with genetic analysis through studies of narwhal

genomics, phenomics, transmission genetics and phylogenetics, a better understanding of

narwhal biology will be attained.

Genomic Comparisons in Cetacean Phylogenetic Studies

Phylogenetic comparisons benefit from increased variable base pairs, and so highly

resolved genomes of narwhal and beluga can better determine their inferred relationship and

shared Monodontidae family. By analyzing whole genomes with an estimated 20,000 genes,

sampling errors are less likely to be included in results. Among the proposed comparative

studies of beluga and narwhal should be genome content including the order of genes along

the linear length of the chromosomes, the orientation of the genes or direction in which the

coding sequence is read compared with other genes, and the mere presence or absence of

genes in the genome as has been initiated in the studies by the Zoonomia Consortium at the

Broad Institute (106), and gaining insight into mammalian diversity by tracing backward to an

ancestral genome (107). Examination of the sequence not containing genes or encoding

proteins will also add insight to the evolutionary path, describing whether genes are evolving

together and how changes can affect the biology of the species. Portions of the genome that

have no genes but contain regulatory elements and non-coding RNAs can help determine

critical points of evolutionary adaptation.

Narwhal biology is strongly linked to Arctic climate. Narwhals survived ice ages during

the last 2.5 million years, including the cooling cycles of the “little ice age” during the Holocene,

spanning the last 11,700 years. Narwhal sediment remains in the North Atlantic from this era

indicate a similar distribution to today’s populations. Molecular signals from narwhal and

beluga show a common ancestor back 6.3 million years before the onset of major cooling

cycles. With global warming, narwhals should be able to adapt as they did during the last

interglacial period associated with minimal ice and warming temperatures 125,000 years ago,

through survival during the Anthropocene has the added element of human interaction.

Linking Genetics with Narwhal Disease Risk

Genetic studies have predicted and will continue to predict viral infection rates for

narwhal and other Arctic cetacean species. Collaborative efforts to engage Inuit hunters in

monitoring unusual symptoms of cetaceans can assist early detection and diagnosis of water

or airborne diseases. For example, studies of the Sars-CoV-2 transmission to animals

demonstrated the high susceptibility and potential transmission to cetaceans, as they shared

with humans most of the ACE2 spike protein binding sites for the virus. High Arctic

communities were affected by SARS-CoV-2 transmission, and thus future viral transmissions

for high latitude communities and ecosystems remain concerning. Arctic mammals are integral

components of high latitude ecosystems and may become important in a chain of transmission

with other Arctic mammals. Toothed whales appear uniquely vulnerable to developing illness

from SARS-Cov-2. These species have a “high” binding propensity for the virus due to a very

similar amino acid sequence of ACE2 (the receptor site for SARS-CoV-2 binding) compared tohumans (108). Of the 25 amino acid residues that are associated with the viral spike protein

binding site on ACE2 in humans, cetaceans share 22. At the same time, toothed whales have

demonstrated a limited immune resistance to prevent infection from viruses with functional loss

of the GTPase genes myxovirus1 MX1 and MX2, thus potentially manifesting severe disease

outcomes (109). A Bronx Zoo tiger exhibited COVID19 symptoms and disease (110), yet this

species predicted ACE2 binding capacity was only “medium” relative to humans (111). There is

an urgent need to understand disease reservoirs and the possibility of infection in non-human

species. Gammacoronavirus has already been found in a beluga whale (112) and bottlenose

dolphins (113), and a suspected alphacoronavirus was found in harbor seals (114). All are

associated with respiratory diseases, though the cellular receptor used by these viruses to

mediate cellular entry was not known. Prior epidemics of PDV distemper virus in harbor seals

in 1988,and 2002 accounted for over 50,000 deaths, and remind us of viral impact in the ocean

environment (115).

Beyond its role in mediating cellular entry of SARS-CoV-2, ACE2 is of special

significance to the cardiovascular biology of toothed whales. Angiotensin-converting enzyme

(ACE2) plays a role in blood pressure control by converting a vasodilatory peptide (AngI) into

the vasodilatory AngII. Vasoregulatory peptides such as angiotensins act on smooth muscle in

the vasculature to change the diameter of arteries and regulate blood flow. The marine

mammal dive response permits these animals to dive for extended durations and to extreme

depths. A key element of the dive response is blood pressure regulation; heart rate falls during

submergence and must be balanced by profound vasoconstriction in the peripheral

vasculature to prevent a dangerous drop in central arterial pressure. Evidence for positive

selection has already been noted in cetacean ACE2, and this has been linked to adaptation of

the renin-angiotensin system, important for blood pressure control as well as salt balance in

the marine environment. Genetic capabilities have generated a new pathway for understanding

and predicting the changing ocean environment, anthropogenic variables and their potential

threat to narwhal and other Arctic species.

Advancing The Process of Data Collection

The methodology and process of data acquisition has changed dramatically over the

past 50 years from traditional collection of specimens to remote imaging and sensing. The

definition of remote includes technologies that are brought to observational sites, and continue

to gather data after one leaves the site, and fixed technologies like genetic sequencers or CT

scanners that are now mobile and can be remotely brought to a sample site. Advances in

these remote technologies have been transformational in data collection, and onsite analysis.

Many of the technologies used to gain observation and knowledge in the Arctic benefit most by

being there over prolonged periods of time. Due to expense, remoteness, weather and ice

conditions, darkness, logistics, scientists typically are only able to remain in base camps, boats

or other field sites for limited time periods. Thus there is tremendous benefit to remote

technologies that can continue to collect data sets over more prolonged periods of time.

Examples of remote imaging, and sensing include but are not limited to, cameras (116), motion

detection video, light scanners (117) (Supplementary Figure 4), advanced drones with longer

programmable flight times (118, 119), mobile Position Emission Tomography, Computerized

Tomography PET/CT scanners, augmented reality, and artificial intelligence. Whale tags and

remote sensing devices placed on whales have been used extensively and successfully in the

Arctic and on narwhal to measure dive depths (120, 121); patterns, migration and distribution,

and orientation (89); acceleration and sex-specific movement (122); seasonal diet selection

and foraging behavior, seasonal habitat identification, salinity, temperature, sound recordings,navigational and communication (123, 124, 125); and heart rate (126).

Hospital grade equipment typically requiring samples to be brought back to institutions

for analysis have also been housed in waterproof casings for onsite analysis of brain activity

and heart rate on narwhal for the first time in the Arctic (71). Through the use of these new

technologies, and applying traditionally large instrumentation in a mobile format for remote field

use, scientists have new technology, ease of analysis, and remote sensing data collection

available.

Inuit observers and the use of IQ is the most valuable remote sensing tool available to

scientists. As astute observers of the natural and physical world, they are uniquely connected

to their environment by survival (127). Because they hunt over a longer seasonal period as a

result of increasing ice-free areas and climate change, and live and observe extensively on the

water, they are the most reliable remote sensing collectors available to scientists, and are able

to provide invaluable information on narwhal behavior and habitat. For example, skin molting

had not been reported for narwhal as a potential reasoning for their migration into fresh water

inlets until a report (128) from Inuit hunters in Greenland witnessed the thin gauze-like skin

molting of summering narwhal off of Qaannaaq. Hunters also observe the extremes of survival

and thus dive duration times reported in the scientific literature of 25 minutes (129) are almost

doubled at 45 minutes by Inuit observations during hunting.

Conclusion

Though many research efforts have focused on the narwhal, and more broadly on Arctic

biology, management of Inuit hunting practices and quotas, and studies of the ecosystems,

there remains a need for ongoing studies that layer IQ, social, political, conservation, remote

sensing and science together. The “pristine” Arctic has already succumbed to environmental

disruption during the Anthropocene through pollutants and mismanaged waste, increased

noise from seismic testing and natural resource harvesting, commercial and tourism boat

traffic, longer shipping routes in an increasingly ice-free Arctic, microplastics and climate

change. Though narwhal populations are currently stable and sustainable, there are increasing

environmental pressures and stressors that are influencing and potentially disrupting their

evolutionary path. The increased and rapid rate of these changes outweigh any political

capacity to address them, and so we must engage the Inuit in active monitoring and

observation that may prove useful to balance the environmental variables for survival so that

narwhal can continue their peaceful place in the Arctic ecosystem. Though scientists have new

technologies to address remote sensing and imaging, and powerful analytic instruments, tools

and technologies, perhaps their most valuable remote imaging and sensing instrument are the

Inuit themselves, careful, consistent and accurate observers of nature. Large systems-based

teams of researchers benefit from valuable new research tools combined with hundreds of

years of observational information collected by Inuit and stored as IQ and Isuma.

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